New York Certificate Template

New York Certificate Template

The New York Certificate form is an official document used to establish a corporation in New York State. This form outlines essential information such as the corporation's name, purpose, and share structure, ensuring compliance with the state's Business Corporation Law. By completing and filing this certificate, individuals can legally create a business entity recognized by the state.

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The New York Certificate form is a crucial document for individuals looking to establish a business corporation in the state of New York. This form is governed by Section 402 of the Business Corporation Law and serves multiple essential functions. It requires the insertion of the corporate name, which must be unique and comply with state naming regulations. Additionally, the form outlines the corporation's purpose, affirming that it will engage in lawful activities and will not partake in actions requiring state approval without prior consent. The designated county for the corporation's office must also be specified, as well as the authority to issue a defined number of common shares. The form appoints the Secretary of State as the agent for service of process, ensuring that legal documents can be properly delivered. Individuals completing this form should note that it is advisable to seek legal guidance, although it is not mandatory to use this specific template. A filing fee of $125 is required, and the incorporator must be a natural person, not a corporation or other business entity. This comprehensive overview highlights the importance of the New York Certificate form in the process of business incorporation, ensuring compliance with state regulations while facilitating the establishment of a new corporate entity.

Misconceptions

Misconceptions about the New York Certificate form can lead to confusion during the incorporation process. Here are six common misunderstandings:

  • The form must be used exactly as provided. Many believe that they must use the exact form issued by the New York State Department of State. However, it is not mandatory to use this form. Individuals can draft their own certificate of incorporation or use alternative forms available at legal stationery stores.
  • Legal advice is unnecessary. Some assume that they can complete the form without any legal guidance. The Department of State recommends consulting an attorney to ensure that all legal requirements are met and to avoid potential issues in the future.
  • The filing fee is negotiable. There is a misconception that the filing fee can be altered or waived. In reality, the fee for filing a certificate of incorporation is set at $125 and must be paid in full when submitting the form.
  • Any person can serve as an incorporator. It is often thought that anyone can act as an incorporator. However, the incorporator must be a natural person, meaning a living individual, and not a corporation or other business entity.
  • The filer can be the corporation being formed. Some individuals believe that they can file the certificate on behalf of the corporation they are creating. This is incorrect; the filer must be a separate entity from the corporation being formed.
  • The purpose of the corporation must be specific. Many think that the purpose section requires a detailed description of the business activities. In fact, the form allows for a broad statement, indicating that the corporation can engage in any lawful act or activity permitted under the Business Corporation Law.

Dos and Don'ts

When filling out the New York Certificate form, there are important dos and don'ts to keep in mind. These guidelines will help ensure that your submission is accurate and compliant.

  • Do ensure that the corporate name you choose is unique and not already in use by another entity in New York.
  • Do specify the purpose of your corporation clearly, indicating that it will engage in lawful activities.
  • Do provide a valid address for the corporation's office location within New York State.
  • Do designate the Secretary of State as the agent for service of process, and include the necessary address for correspondence.
  • Don't forget to include the signature and printed name of the incorporator on the form.
  • Don't assume that you cannot draft your own form; using this official form is not mandatory.

Similar forms

  • Articles of Organization: Similar to the New York Certificate form, Articles of Organization are used for forming limited liability companies (LLCs) in New York. Both documents outline the purpose of the entity, its name, and the designated agent for service of process, ensuring that the business is legally recognized.
  • Certificate of Good Standing: This document confirms that a corporation or LLC is compliant with state regulations and is authorized to conduct business. Like the Certificate of Incorporation, it serves as an official record from the state, affirming the entity's legal status and adherence to necessary filings.
  • Bylaws: While the Certificate of Incorporation establishes the existence of the corporation, the Bylaws detail the internal governance structure. Both documents are essential for a corporation's operation, outlining rules and procedures for management and decision-making.
  • Certificate of Amendment: If a corporation needs to change its name or amend its purpose, it files a Certificate of Amendment. Similar to the Certificate of Incorporation, this document must be submitted to the state and provides an official record of changes made to the corporation's structure or operations.
  • Certificate of Dissolution: When a corporation decides to cease operations, it files a Certificate of Dissolution. This document, like the Certificate of Incorporation, is a formal submission to the state, indicating the corporation’s intent to dissolve and ensuring that all legal obligations are addressed before winding down.

Preview - New York Certificate Form

New York State

Department of State

DIVISION OF CORPORATIONS,

STATE RECORDS AND

UNIFORM COMMERCIAL CODE

One Commerce Plaza

99 Washington Ave.

Albany, NY 12231-0001

www.dos.ny.gov

CERTIFICATE OF INCORPORATION

OF

(Insert Corporate Name)

Under Section 402 of the Business Corporation Law

FIRST: The name of the corporation is:

.

SECOND: The purpose of the corporation is to engage in any lawful act or activity for which a corporation may be organized under the Business Corporation Law. The corporation is not formed to engage in any act or activity requiring the consent or approval of any state official, department, board, agency or other body without such consent or approval first being obtained.

THIRD: The county, within this state, in which the office of the corporation is to be located

is:

 

.

FOURTH: The corporation shall have authority to issue one class of shares consisting of 200 common shares without par value.

FIFTH: The Secretary of State is designated as agent of the corporation upon whom process against the corporation may be served. The address to which the Secretary of State shall mail a copy of any process accepted on behalf of the corporation is:

 

X

(Print or Type Name of Incorporator)

 

(Signature of Incorporator)

(Address of Incorporator)

(City, State, Zip Code)

DOS-1239-f (Rev. 03/17)

Page 1 of 2

CERTIFICATE OF INCORPORATION

OF

(Insert Corporate Name)

Under Section 402 of the Business Corporation Law

Filer’s Name and Mailing Address:

Name:

Company, if Applicable:

Mailing Address:

City, State and Zip Code:

Notes:

1.This form was prepared by the New York State Department of State for filing a certificate of incorporation for a business corporation. It does not contain all optional provisions under the law. You are not required to use this form. You may draft your own form or use forms available at legal stationery stores.

2.The Department of State recommends that legal documents be prepared under the guidance of an attorney.

3.The fee for filing a certificate of incorporation is $125. Checks should be made payable to the Department of State.

4.The incorporator must be a natural person, not a corporation or other business entity.

5.The filer may not be the corporation being formed.

For DOS use only

DOS-1239-f (Rev. 03/17)

Page 2 of 2

Crucial Queries on This Form

What is the New York Certificate of Incorporation?

The New York Certificate of Incorporation is a legal document that establishes a corporation in the state of New York. It outlines essential information about the corporation, including its name, purpose, and structure. This document is filed with the New York State Department of State and is necessary for the corporation to be recognized as a legal entity.

What information is required to complete the form?

To fill out the Certificate of Incorporation, you will need to provide the following information:

  1. The name of the corporation.
  2. The purpose of the corporation, which is generally to engage in any lawful activity.
  3. The county in New York where the corporation will be located.
  4. The number of shares the corporation is authorized to issue.
  5. The name and address of the incorporator.

Can I draft my own Certificate of Incorporation?

Yes, you can draft your own Certificate of Incorporation. While the form provided by the New York State Department of State is convenient, it is not mandatory. You have the option to create your own document or use forms available at legal stationery stores. However, it is advisable to consult with an attorney to ensure compliance with legal requirements.

What is the filing fee for the Certificate of Incorporation?

The fee for filing a Certificate of Incorporation in New York is $125. When submitting your application, be sure to make your check payable to the Department of State. This fee is non-refundable and must be included with your filing.

Who can serve as the incorporator?

The incorporator must be a natural person, meaning an individual, and cannot be a corporation or other business entity. This person is responsible for signing the Certificate of Incorporation and ensuring it is filed correctly.

What is the role of the Secretary of State in the incorporation process?

The Secretary of State serves as the designated agent for the corporation, which means that any legal process or documents can be served to the Secretary on behalf of the corporation. Additionally, the Secretary of State will send a copy of any process accepted to the address provided by the incorporator.

What happens after I file the Certificate of Incorporation?

Once the Certificate of Incorporation is filed and accepted by the New York State Department of State, your corporation is officially formed. You will receive a stamped copy of the filed document, which serves as proof of incorporation. At this point, you can begin conducting business under the corporation's name.

Do I need an attorney to file the Certificate of Incorporation?

While it is not legally required to have an attorney file the Certificate of Incorporation, it is highly recommended. Legal documents can be complex, and an attorney can help ensure that all necessary provisions are included and that the filing complies with state laws. Their guidance can prevent potential issues down the road.

How to Write New York Certificate

Completing the New York Certificate of Incorporation is a crucial step in establishing your business. After filling out the form, you will need to submit it along with the required filing fee. Make sure to double-check all information for accuracy before submission.

  1. Begin by downloading the New York Certificate of Incorporation form from the New York State Department of State's website.
  2. In the first section, insert the name of your corporation where indicated.
  3. For the second section, confirm that the purpose of your corporation is to engage in any lawful act or activity.
  4. In the third section, specify the county in New York where your corporation's office will be located.
  5. In the fourth section, note that your corporation will have the authority to issue 200 common shares without par value.
  6. Designate the Secretary of State as the agent for service of process in the fifth section.
  7. Provide the address where the Secretary of State should send any process accepted on behalf of the corporation.
  8. In the space provided, print or type the name of the incorporator, then sign the form.
  9. Fill in the address, including the city, state, and zip code of the incorporator.
  10. Finally, include the name and mailing address of the filer in the designated area.

Once you have completed the form, ensure you include a check for the filing fee of $125, made payable to the Department of State. Submit the form to the address provided on the document to finalize your incorporation process.

Common mistakes

Filling out the New York Certificate of Incorporation form can be a straightforward process, but many people make common mistakes that can lead to delays or complications. One of the most frequent errors is leaving out the corporate name. The first section clearly states that the name of the corporation must be inserted. Failing to do so can result in the form being rejected outright. It's essential to ensure that the name is unique and complies with state regulations, which can be checked through the New York Department of State's website.

Another mistake often seen is neglecting to specify the county where the corporation will be located. This is listed in the third section of the form. Without this information, the state cannot process the application correctly. It’s a simple detail, but one that can cause unnecessary delays. Be sure to double-check that you have the correct county name, as this will also impact where you may need to file additional local business permits.

Many individuals also overlook the importance of providing a valid mailing address for the Secretary of State. This address is crucial for receiving any legal documents that may be served to the corporation. If this information is incorrect or missing, it can lead to missed communications, which could have serious legal implications. Therefore, it’s wise to confirm that the address is accurate and up-to-date.

Finally, one of the most critical mistakes is not understanding who can serve as the incorporator. The form specifies that the incorporator must be a natural person, not a corporation or another business entity. This requirement is sometimes misunderstood, leading to incorrect filings. Make sure that the person signing the form is indeed a natural person and is not affiliated with the corporation being formed. By avoiding these common pitfalls, you can streamline the process of incorporating your business in New York.

Key takeaways

Here are some key takeaways about filling out and using the New York Certificate form:

  • The form is officially titled "Certificate of Incorporation" and is used to establish a business corporation in New York.
  • It must include the name of the corporation in the designated section.
  • The corporation's purpose should be stated clearly, indicating it will engage in lawful activities.
  • Specify the county where the corporation's office will be located.
  • The corporation can issue one class of shares, which is limited to 200 common shares without par value.
  • The Secretary of State will act as the designated agent for service of process.
  • Include the name, signature, and address of the incorporator at the end of the form.
  • A filing fee of $125 is required, payable to the Department of State.
  • The incorporator must be an individual person, not a corporation or another business entity.
  • It is advisable to seek legal guidance when preparing this document, even though you may draft your own version.

Other PDF Templates

Document Attributes

Fact Name Details
Governing Law This form is governed by Section 402 of the New York Business Corporation Law.
Purpose The corporation can engage in any lawful act or activity permitted under the Business Corporation Law.
Office Location The corporation must specify the county in New York where its office will be located.
Share Authority The corporation is authorized to issue 200 common shares without par value.
Agent for Process The Secretary of State serves as the agent for the corporation to receive legal documents.
Filing Fee A fee of $125 is required for filing the certificate of incorporation.
Incorporator Requirements The incorporator must be a natural person, not a corporation or other business entity.
Filer Restrictions The filer cannot be the corporation that is being formed.
Preparation Recommendations It is advised that legal documents be prepared with the assistance of an attorney.